Business Conduct Risk Analyst

Anson McCade Ltd

Business Conduct Risk Analyst (Capital Markets)

London (3 days on-site)

Up to £700 Inside IR35

Currently working with a top tier investment bank who are in search of a Business Risk Analyst to join their to support identification, evaluation and management of conduct risks in Markets Sales and Trading businesses.

Responsibilities of the Business Risk Analyst:

• This role is to plan, execute and report the results of conduct control testing covering Markets Trading and Sales businesses.
• Planning, executing and reporting results of conduct control testing
• Supervising and coaching team members in execution of conduct control testing
• Monitoring execution of parts of the testing programme to agreed timelines, escalating and resolving obstacles to delivery
• Supporting stakeholders in determining necessary control remediation
• Leading continuous improvement of aspects of the conduct control testing process
• Maintaining strong stakeholder relationships across Front Office, Markets Conduct Risk, Compliance and Operational Risk
• Providing conduct control subject matter expertise to stakeholders across all three lines of defence

Necessary qualifications and experience:

• You must have experience working in Business Risk and Capital Markets
• Understanding of conduct risks, and related controls, associated with trading and sales activities
• Strong understanding of control design assessment and effectiveness testing techniques and practices
• Experience mentoring and coaching team members

Business Risk Analyst Contract Details:

• Up to £700pd Inside IR35
• 3 days on-site in London
• 6 months (with an extension by another 6)

To hear more, get in touch with Connor Smyth at Anson McCade or apply below.